SEC Form 4 · accession 0001209191-18-027837
MULESOFT, INC · MULE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Capellas
Director
Period of report
May 2, 2018
Accepted (ET)
May 3, 2018 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374684
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $7.14 | May 2, 2018 | D | 132,792 | D | — | Jul 22, 2025 | Class B Common Stock | 132,792 | 0 | D |
Explanation of responses
- F1Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, at the effective time of the merger, each outstanding option vested in full and was cancelled and converted into the right to receive (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common (the "Transaction Consideration"), with the cash consideration reduced by the aggregate per share exercise price applicable to the option. Upon closing of the merger, the Reporting Person received Transaction Consideration in the amount of $3,832,377.12 in cash, 9,441 shares of Salesforce common stock and $61.99 in lieu of any fractional shares of Salesforce common stock.