SEC Form 4/A · accession 0001209191-18-026118
MULESOFT, INC · MULE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gary Little
Director
Period of report
Nov 15, 2017
Accepted (ET)
Apr 25, 2018 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Nov 15, 2017 | J | 3,538 | $0.00 | A | 3,538 | I | See footnote |
| Class A Common StockF3,F2 | Nov 16, 2017 | S | 1,769 | $22.008 | D | 1,769 | I | See footnote |
| Class A Common StockF4 | Nov 15, 2017 | J | 3,538 | $0.00 | A | 3,538 | I | See footnote |
| Class A Common StockF3,F4 | Nov 16, 2017 | S | 1,769 | $22.008 | D | 1,769 | I | See footnote |
| Class A Common StockF5 | Nov 15, 2017 | J | 3,538 | $0.00 | A | 3,538 | I | See footnote |
| Class A Common StockF3,F5 | Nov 16, 2017 | S | 1,769 | $22.008 | D | 1,769 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Morgenthaler Partners VIII, L.P. to Morgenthaler Management Partners VIII, LLC and the subsequent pro rata in-kind distribution to its members and assignees, including the trusts associated with the Reporting Person and his family members.
- F2Shares are held by The Scott M. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.60 to $22.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F4Shares are held by The Christine C. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.
- F5Shares are held by The Allison F. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.
Remarks
This amendment on Form 4 is filed to correct the amount of securities acquired in column 4 of rows 1, 3 and 5 and number of securities beneficially owned in column 5 of all reported rows. The error in column 5 of rows 2, 4 and 6 appears in subsequent Forms 4 filed through January 25, 2018.