SEC Form 4 · accession 0001209191-18-025641
MULESOFT, INC · MULE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory George Schott
Officer — Chairman and CEO · Director
Period of report
Apr 17, 2018
Accepted (ET)
Apr 19, 2018 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 17, 2018 | C | 750,000 | — | A | 751,858 | D | |
| Class A Common Stock | Apr 17, 2018 | G | 750,000 | $0.00 | D | 1,858 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Apr 17, 2018 | C | 750,000 | D | — | — | Class A Common Stock | 750,000 | 1,241,333 | D |
Explanation of responses
- F1Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.