SEC Form 4 · accession 0001209191-18-018338

MULESOFT, INC · MULE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Product Officer

Period of report

Mar 6, 2018

Accepted (ET)

Mar 8, 2018 · 8:06 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001374684

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Mar 6, 2018	C	37,500	—	A	38,970	D
Class A Common Stock^F3	Mar 6, 2018	S	37,500	$34.079	D	1,470	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F4	$7.06	Mar 6, 2018	M	37,500	D	—	May 4, 2026	Class B Common Stock	37,500	917,390	D
Class B Common Stock^F1	—	Mar 6, 2018	M	37,500	A	—	—	Class A Common Stock	37,500	37,500	D
Class B Common Stock^F1	—	Mar 6, 2018	C	37,500	D	—	—	Class A Common Stock	37,500	0	D

F1Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2017.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.05 to $34.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F4One-fourth of the shares subject to the option vested on January 16, 2017 and 1/48 of the shares vest monthly thereafter.