SEC Form 4 · accession 0001209191-18-012763

MULESOFT, INC · MULE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Matt Langdon

Officer — Chief Financial Officer

Period of report

Feb 20, 2018

Accepted (ET)

Feb 22, 2018 · 8:24 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001374684

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Feb 20, 2018	C	23,260	—	A	66,531	D
Class A Common Stock^F3	Feb 20, 2018	S	900	$30.3978	D	65,631	D
Class A Common Stock^F4	Feb 20, 2018	S	21,660	$31.599	D	43,971	D
Class A Common Stock^F5	Feb 20, 2018	S	700	$31.9786	D	43,271	D
Class A Common Stock^F1	Feb 21, 2018	C	23,260	—	A	66,531	D
Class A Common Stock^F6	Feb 21, 2018	S	17,453	$30.6789	D	49,078	D
Class A Common Stock^F7	Feb 21, 2018	S	5,807	$31.0472	D	43,271	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F8	$2.21	Feb 20, 2018	M	23,260	D	—	Jul 24, 2024	Class B Common Stock	23,260	629,307	D
Class B Common Stock^F1	$2.21	Feb 20, 2018	M	23,260	A	—	—	Class A Common Stock	23,260	68,508	D
Class B Common Stock^F1	—	Feb 20, 2018	C	23,260	D	—	—	Class A Common Stock	23,260	45,248	D
Employee Stock Option (right to buy)^F8	$2.21	Feb 21, 2018	M	23,260	D	—	Jul 24, 2024	Class B Common Stock	23,260	606,047	D
Class B Common Stock^F1	$2.21	Feb 21, 2018	M	23,260	A	—	—	Class A Common Stock	23,260	68,508	D
Class B Common Stock^F1	—	Feb 21, 2018	C	23,260	D	—	—	Class A Common Stock	23,260	45,248	D

Explanation of responses

F1Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 7, 2017.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.96 to $30.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5), (6) and (7) to this Form 4.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.97 to $31.96, inclusive.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.97 to $32.00, inclusive.
F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.98 to $30.97, inclusive.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.98 to $31.24, inclusive.
F8One-fourth of the shares subject to the option vested on June 2, 2015 and 1/48 of the shares vest monthly thereafter.