SEC Form 4 · accession 0001209191-18-012752

MULESOFT, INC · MULE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Feb 20, 2018

Accepted (ET)

Feb 22, 2018 · 8:18 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001374684

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Feb 20, 2018	C	6,573	—	A	6,573	D
Class A Common Stock^F3	Feb 20, 2018	S	500	$30.486	D	6,073	D
Class A Common Stock^F4	Feb 20, 2018	S	6,073	$31.6232	D	0	D
Class A Common Stock^F1	Feb 21, 2018	C	6,573	—	A	6,573	D
Class A Common Stock^F5	Feb 21, 2018	S	5,298	$30.6043	D	1,275	D
Class A Common Stock^F6	Feb 21, 2018	S	1,275	$31.0294	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock option (right to buy)^F7	$0.0525	Feb 20, 2018	M	6,573	D	—	Feb 14, 2019	Class B Common Stock	6,573	152,972	D
Class B Common Stock^F1	$0.0525	Feb 20, 2018	M	6,573	A	—	—	Class A Common Stock	6,573	6,573	D
Class B Common Stock^F1	—	Feb 20, 2018	C	6,573	D	—	—	Class A Common Stock	6,573	0	D
Stock option (right to buy)^F7	$0.0525	Feb 21, 2018	M	6,573	D	—	Feb 14, 2019	Class B Common Stock	6,573	146,399	D
Class B Common Stock^F1	$0.0525	Feb 21, 2018	M	6,573	A	—	—	Class A Common Stock	6,573	6,573	D
Class B Common Stock^F1	—	Feb 21, 2018	C	6,573	D	—	—	Class A Common Stock	6,573	0	D

F1Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2017.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.04 to $30.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5) and (6) to this Form 4.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.07 to $31.99, inclusive.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.98 to $30.97, inclusive.
F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.98 to $31.13, inclusive.
F7The shares subject to the option are fully vested and immediately exercisable.