SEC Form 4 · accession 0001209191-17-066900
MULESOFT, INC · MULE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon Parmett
Officer — President, Field Operations
Period of report
Dec 20, 2017
Accepted (ET)
Dec 21, 2017 · 8:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 20, 2017 | A | 86,550 | $0.00 | A | 86,550 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $21.95 | Dec 20, 2017 | A | 58,250 | A | — | Dec 20, 2027 | Class A Common Stock | 58,250 | 58,250 | D |
| Employee Stock Option (right to buy)F3 | $21.95 | Dec 20, 2017 | A | 174,750 | A | — | Dec 20, 2027 | Class A Common Stock | 174,750 | 174,750 | D |
Explanation of responses
- F1The shares are represented by restricted stock units, or RSUs, pursuant to which 21,640 RSUs vest in four equal quarterly installments beginning on August 15, 2019 and the remaining 64,910 RSUs vest in six quarterly installments beginning on August 15, 2020.
- F2Shares subject to the option vest in four equal quarterly installments beginning on August 15, 2019.
- F3Shares subject to the option vest in six equal quarterly installments beginning on August 15, 2020.