SEC Form 4 · accession 0001209191-17-066893
MULESOFT, INC · MULE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Horton
Officer — SVP People Ops, GC & Secretary
Period of report
Dec 20, 2017
Accepted (ET)
Dec 21, 2017 · 8:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 20, 2017 | A | 25,370 | $0.00 | A | 44,093 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $21.95 | Dec 20, 2017 | A | 68,300 | A | — | Dec 20, 2027 | Class A Common Stock | 68,300 | 68,300 | D |
Explanation of responses
- F1The shares are represented by restricted stock units, or RSUs, which vest in seven equal quarterly installments beginning on August 15, 2020.
- F2Shares subject to the option vest in seven equal quarterly installments beginning on August 15, 2020.