SEC Form 4 · accession 0001209191-17-066891
MULESOFT, INC · MULE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory George Schott
Officer — Chairman and CEO · Director
Period of report
Dec 20, 2017
Accepted (ET)
Dec 21, 2017 · 8:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 20, 2017 | C | 49,100 | — | A | 50,570 | D | |
| Class A Common Stock | Dec 20, 2017 | G | 46,800 | $0.00 | D | 3,770 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Dec 20, 2017 | C | 49,100 | D | — | — | Class A Common Stock | 49,100 | 1,991,333 | D |
Explanation of responses
- F1Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- F2Represents shares gifted for no value.