SEC Form 4 · accession 0001209191-17-066486

MULESOFT, INC · MULE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

10% Owner

10% Owner

Period of report

Dec 15, 2017

Accepted (ET)

Dec 19, 2017 · 6:29 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001374684

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Dec 15, 2017	C	2,107,037	—	A	2,107,037	D
Class A Common Stock^F3,F2	Dec 15, 2017	J	2,107,037	—	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2,F4	—	Dec 15, 2017	C	2,107,037	D	—	—	Class A Common Stock	2,107,037	4,214,076	D

F1This transaction involves the conversion of Class B Common Stock to Class A Common Stock on a 1:1 basis for no additional consideration.
F2The shares are held of record by Morgenthaler Partners VIII, L.P. ("Morgenthaler Partners"). Morgenthaler Management Partners VIII, LLC ("Morgenthaler Management") is the sole general partner of Morgenthaler Partners. Morgenthaler Management disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
F3Represents a pro-rata, in-kind distribution by Morgenthaler Partners without additional consideration, to its partners. Morgenthaler Partners distributed an aggregate of 1,649,788 shares to its limited partners on a pro rata basis and 457,249 shares to its general partner, Morgenthaler Management. Morgenthaler Management subsequently distributed 457,249 shares on a pro rata basis for no additional consideration to its members and assignees.
F4Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

This Form 4 is one of two Form 4s filed on the date hereof in respect of these shares. The Reporting Person for the other Form 4 is Gary Little.