Form4insider filings, from the source

SEC Form 4 · accession 0001209191-17-064281

MULESOFT, INC · MULE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Barry Eggers
10% Owner
Peter Nieh
10% Owner
Period of report
Dec 4, 2017
Accepted (ET)
Dec 6, 2017 · 8:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374684

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1,F2,F3Dec 4, 2017C1,700,000—A1,700,000Iby Lightspeed Venture Partners VII, L.P.
Class A Common StockF4,F2,F3Dec 4, 2017J1,700,000—D0IBy Lightspeed Venture Partners VII, L.P.
Class A Common StockF4,F2,F5Dec 4, 2017J395,670—A395,670IBy Lightspeed General Partner VII, L.P.
Class A Common StockF6,F2,F5Dec 4, 2017J395,670—D0IBy Lightspeed General Partner VII, L.P.
Class A Common StockF6,F7Dec 4, 2017J57,839—A57,839IBy Barry Eggers Revocable Trust dtd 6/4/2008
Class A Common StockF6Dec 4, 2017J57,839—A115,678IBy Peter Y. Nieh
Class A Common StockF6,F8Dec 4, 2017J57,839—A116,056IBy the Schaepe-Chiu Living Trust dated 11/5/97
Class A Common StockF9holding———945IBy Nieh Investments LP ? Fund 3
Class A Common StockF10holding———567IBy Schaepe-Chiu Investments I LP ? Fund 2

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF1,F2,F3,F11—Dec 4, 2017C1,700,000D——Class A Common Stock1,700,00012,347,715I
Class B Common StockF13,F14,F11,F12—holding—————Class A Common Stock03,171,808I

Explanation of responses

Remarks

Mr. Mhatre is a director of the Issuer and files a separate report on Form 4 with respect to his beneficial ownership of Issuer securities held by the Lightspeed entities.