SEC Form 4 · accession 0001209191-17-064280

MULESOFT, INC · MULE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Ravi Mhatre

Director · 10% Owner

Period of report

Dec 4, 2017

Accepted (ET)

Dec 6, 2017 · 8:01 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001374684

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2,F3	Dec 4, 2017	C	1,700,000	—	A	1,700,000	I	by Lightspeed Venture Partners VII, L.P.
Class A Common Stock^F4,F2,F3	Dec 4, 2017	J	1,700,000	—	D	0	I	By Lightspeed Venture Partners VII, L.P.
Class A Common Stock^F4,F2,F5	Dec 4, 2017	J	395,670	—	A	395,670	I	By Lightspeed General Partner VII, L.P.
Class A Common Stock^F6,F2,F5	Dec 4, 2017	J	395,670	—	D	0	I	By Lightspeed General Partner VII, L.P.
Class A Common Stock^F6	Dec 4, 2017	J	59,111	—	A	118,222	D
Class A Common Stock^F7	holding	—	—		—	945	I	By Mhatre Investments LP- Fund 4

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1,F2,F3,F8	—	Dec 4, 2017	C	1,700,000	D	—	—	Class A Common Stock	1,700,000	12,347,715	I
Class B Common Stock^{F10,F11,F8,F9}	—	holding	—	—	—	—	—	Class A Common Stock	0	3,171,808	I

Explanation of responses

F1Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.
F10Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F11The shares are held of record by Lightspeed Select.
F2Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F3The shares are held of record by Lightspeed VII.
F4Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).
F5The shares are held of record by LGP VII.
F6Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
F7The shares are held of record by Mhatre Investments LP-Fund 4. Ravi Mhatre serves as trustee of the general partner of such entity.
F8Shares of the Issuer's Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.
F9Reflects holding of Class B Common Stock by Lightspeed Venture Partners Select, L.P. No transfer of Class B Common Stock by such entity is being reported on this Form 4.