SEC Form 4 · accession 0001209191-17-063590
MULESOFT, INC · MULE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell Kertzman
10% Owner
Period of report
Nov 30, 2017
Accepted (ET)
Dec 4, 2017 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 30, 2017 | S | 40,000 | $22.98 | D | 71,982 | D | |
| Class A Common Stock | Dec 1, 2017 | S | 30,000 | $23.03 | D | 41,982 | D | |
| Class A Common StockF1,F2 | holding | — | — | — | 11,579,757 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of 11,570,987 shares held of record by Hummer Winblad Venture Partners V, L.P. ("HWVP V") for itself and 8,770 shares held of record by HWVP V as nominee for Hummer Winblad Venture Partners V-A, L.P.
- F2Hummer Winblad Equity Partners V, L.L.C. ("HW Equity V") is the general partner of HWVP V. The Reporting Person is a managing member of HW Equity V and shares voting and dispositive power with respect to the shares held of record by HWVP V. The Reporting Person disclaims beneficial ownership of such shares except the extent of his pecuniary interests therein.