SEC Form 4 · accession 0001209191-17-062961
MULESOFT, INC · MULE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Eggers
10% Owner
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 9:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 28, 2017 | S | 57,839 | $22.8266 | D | 0 | I | By Barry Eggers Revocable Trust dtd 6/4/2008 |
| Class A Common StockF1,F3 | Nov 28, 2017 | S | 945 | $22.8266 | D | 0 | I | By Eggers Investments LP - Fund 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These sales were executed in multiple trades at prices ranging from $22.50 to $23.08. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
- F2The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
- F3The shares are held of record by Eggers Investments LP-Fund 2. Barry Eggers serves as trustee of the general partner of such entity.