SEC Form 4 · accession 0001209191-17-022461

MULESOFT, INC · MULE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

Morgenthaler Partners VIII LP

10% Owner

Morgenthaler Management Partners VIII, LLC

10% Owner

Period of report

Mar 22, 2017

Accepted (ET)

Mar 22, 2017 · 8:29 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001374684

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^{F1,F2,F3,F4,F5,F6,F7,F8}	Mar 22, 2017	C	8,428,150	—	A	8,428,150	D
Common Stock^F9,F8	Mar 22, 2017	J	8,428,150	—	D	0	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series A Preferred Stock^F1,F8	—	Mar 22, 2017	C	398,460	D	—	—	Common Stock	398,460	0	D
Series B Preferred Stock^F2,F8	—	Mar 22, 2017	C	3,207,752	D	—	—	Common Stock	3,207,752	0	D
Series C Preferred Stock^F3,F8	—	Mar 22, 2017	C	2,740,048	D	—	—	Common Stock	2,740,048	0	D
Series D Preferred Stock^F4,F8	—	Mar 22, 2017	C	1,478,388	D	—	—	Common Stock	1,478,388	0	D
Series E Preferred Stock^F5,F8	—	Mar 22, 2017	C	441,551	D	—	—	Common Stock	441,551	0	D
Series F Preferred Stock^F6,F8	—	Mar 22, 2017	C	153,045	D	—	—	Common Stock	153,045	0	D
Series G Preferred Stock^F7,F8	—	Mar 22, 2017	C	8,906	D	—	—	Common Stock	8,906	0	D
Class B Common Stock^F9,F10,F8	—	Mar 22, 2017	J	8,428,150	A	—	—	Class A Common Stock	8,428,150	8,428,150	D

Explanation of responses

F1The Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F10Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F3The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F4The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F5The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F6The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F7The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F8The shares are held of record by Morgenthaler Partners VIII, L.P. ("Morgenthaler Partners"). Morgenthaler Management Partners VIII, LLC ("Morgenthaler Management") is the sole general partner of Morgenthaler Partners. Morgenthaler Management disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
F9Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Remarks

This Form 4 is one of two Form 4s filed on the date hereof in respect of these shares. The Reporting Person for the other Form 4 is Gary Little.