SEC Form 4 · accession 0001209191-17-022458
MULESOFT, INC · MULE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A Collins
Director
Period of report
Mar 22, 2017
Accepted (ET)
Mar 22, 2017 · 8:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374684
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $2.21 | Mar 22, 2017 | J | 138,542 | D | — | Jul 24, 2024 | Common Stock | 138,542 | 0 | D |
| Stock Option (right to buy)F1,F2,F3 | $2.21 | Mar 22, 2017 | J | 138,542 | A | — | Jul 24, 2024 | Class B Common Stock | 138,542 | 138,542 | D |
Explanation of responses
- F11/4 of the shares subject to the option vested on July 15, 2015, and 1/48 of the shares vest monthly thereafter. The original grant for 141,542 shares was exercised for 3,000 shares on August 27, 2016.
- F2Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
- F3Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.