SEC Form 4/A · accession 0001179110-17-005321

MULESOFT, INC · MULE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owners

BROOKSIDE CAPITAL PARTNERS FUND LP

10% Owner

Bain Capital Public Equity Management, LLC

10% Owner

Brookside Capital Trading Fund, L.P.

10% Owner

Period of report

Mar 22, 2017

Accepted (ET)

Mar 31, 2017 · 8:13 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001374684

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2,F3	Mar 22, 2017	P	153,682	$24.91	A	653,682	I	See Footnote
Class A Common Stock^F1,F4,F3	Mar 22, 2017	P	49,400	$25.53	A	703,082	I	See Footnote
Class A Common Stock^F1,F5,F8,F3	Mar 22, 2017	S	12,100	$22.67	D	703,082	I	See Footnote
Class A Common Stock^F1,F6,F3	Mar 22, 2017	S	108,414	$23.31	D	703,082	I	See Footnote
Class A Common Stock^F1,F7,F8,F3	Mar 22, 2017	S	25,021	$24.00	D	703,082	I	See Footnote
Class A Common Stock^F1,F6,F8,F3	Mar 23, 2017	S	24,200	$22.99	D	703,082	I	See Footnote
Class A Common Stock^F1,F5,F8,F3	Mar 24, 2017	S	2,598	$22.73	D	703,082	I	See Footnote
Class A Common Stock^F1,F6,F8,F3	Mar 24, 2017	S	2,000	$23.24	D	703,082	I	See Footnote
Class A Common Stock^F1,F5,F8,F3	Mar 28, 2017	S	28,749	$21.87	D	703,082	I	See Footnote
Class A Common Stock^F1,F6,F8,F3	Mar 29, 2017	S	6,100	$23.43	D	703,082	I	See Footnote
Class A Common Stock^F1,F7,F8,F3	Mar 29, 2017	S	13,900	$24.12	D	703,082	I	See Footnote
Class A Common Stock^F1,F6,F8,F3	Mar 30, 2017	S	36,618	$23.77	D	703,082	I	See Footnote
Class A Common Stock^F1,F7,F8,F3	Mar 30, 2017	S	1,600	$23.88	D	703,082	I	See Footnote

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1This Form 4 amends and restates in its entirety the Form 4 filed by the reporting persons on March 30, 2017.
F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.47 to $25.46. The reporting persons undertake to provide to MuleSoft, Inc., any security holder of MuleSoft, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased or sold at each separate price within the ranges set forth in footnotes 2 and 4 through 7 to this Form 4.
F3All of the shares of Class A Common Stock of the Issuer disclosed herein are held directly by Brookside Capital Trading Fund, L.P. ("Trading Fund"), whose general partner is Brookside Capital Investors II, L.P. ("Investors II"). Bain Capital Public Equity Management, LLC ("BCPEM") is the general partner of Investors II. BCPEM may be deemed to share indirect beneficial ownership of the shares of Class A Common Stock held of record by Trading Fund, but disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.47 to $25.55.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.87 to $22.86.
F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.87 to $23.86.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.87 to $24.86.
F8All sales transactions reported herein are short sales and, accordingly, the reporting persons have not reported a reduction in their beneficial ownership as a result of the sales.

Remarks

THIS FORM 4 AMENDS AND RESTATES IN ITS ENTIRETY THE FORM 4 FILED BY THE REPORTING PERSONS ON MARCH 30, 2017.