SEC Form 4 · accession 0001144204-17-056592

MULESOFT, INC · MULE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Table I — non-derivative securities

Table II — derivative securities

Explanation of responses

• F1Represents a pro-rata, in-kind distribution by Hummer Winblad Venture Partners VI, L.P. ("HWVP VI") without additional consideration, to its partners. HWVP VI distributed an aggregate of 304,104 shares to its limited partners on a pro rata basis and 3,072 shares to its general partner, Hummer Winblad Equity Partners VI, L.L.C. ("HW Equity VI"). HW Equity VI subsequently distributed 3,072 shares on a pro rata basis for no additional consideration to its members and assignees.
• F2HW Equity VI is the general partner of HWVP VI. The Reporting Person is a managing member of HW Equity VI and shares voting and dispositive power with respect to the shares held of record by HWVP VI. HW Equity VI and the Reporting Person disclaim beneficial ownership of such shares except the extent of their pecuniary interests therein.
• F3Represents a change in the form of ownership as a result of a pro-rata, in-kind distribution by HWVP VI to HW Equity VI and the subsequent pro-rata, in-kind distribution by HW Equity VI to its members and assignees, including the Reporting Person.

Remarks

This Form 4 is one of three Form 4s filed on the date hereof in respect of these shares. The Reporting Persons on the other Form 4s are Hummer Winblad Venture Partners VI, L.P., Mitchell Kertzman and John Hummer.