SEC Form 4 · accession 0001144204-17-056589
MULESOFT, INC · MULE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 2, 2017
Accepted (ET)
Nov 6, 2017 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Nov 2, 2017 | J | 4,323 | $0.00 | A | 70,195 | D | |
| Class A Common StockF4 | Nov 3, 2017 | S | 616 | $23.49 | D | 69,579 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a change in the form of ownership as a result of a pro-rata, in-kind distribution by HWVP VI to its limited partners, including 3,061 shares to John Hummer, and to HW Equity VI, and the subsequent pro-rata, in-kind distribution by HW Equity VI to its members and assignees, including 646 shares to Mr. Hummer and 616 shares to Mitchell Kertzman.
- F2Consists of 69,579 shares held directly by Mr. Hummer and 616 shares held directly by Mr. Kertzman.
- F3Represents a sale of 616 shares by Mr. Kertzman.
- F4Consists of 69,579 shares held by Mr. Hummer.
Remarks
This Form 4 is one of three Form 4s filed on the date hereof in respect of these shares. The Reporting Persons on the other Form 4s are Ann Winblad, Hummer Winblad Venture Partners VI, L.P. and Hummer Winblad Equity Partners VI, L.L.C.