SEC Form 4 · accession 0001144204-17-056585

MULESOFT, INC · MULE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Table I — non-derivative securities

Table II — derivative securities

Explanation of responses

• F1Represents a pro-rata, in-kind distribution by Hummer Winblad Venture Partners VI, L.P. ("HWVP VI") without additional consideration, to its partners. HWVP VI distributed an aggregate of 304,104 shares to its limited partners on a pro rata basis and 3,072 shares to its general partner, Hummer Winblad Equity Partners VI, L.L.C. ("HW Equity VI"). HW Equity VI subsequently distributed 3,072 shares on a pro rata basis for no additional consideration to its members and assignees.
• F2HW Equity VI is the general partner of HWVP VI. John Hummer, Mitchell Kertzman and Ann Winblad are the managing members of HW Equity VI and share voting and dispositive power with respect to the shares held of record by HWVP VI. HW Equity VI, Mr. Hummer, Mr. Kertzman and Ms. Winblad disclaim beneficial ownership of such shares except the extent of their pecuniary interests therein.

Remarks

This Form 4 is one of three Form 4s filed on the date hereof in respect of these shares. The Reporting Persons on the other Form 4s are Ann Winblad, John Hummer and Mitchell Kertzman.