SEC Form 4 · accession 0001144204-17-052070
MULESOFT, INC · MULE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Nino Nikola Marakovic
10% Owner
Sapphire Ventures Fund I, L.P.
10% Owner
Sapphire Ventures (GPE) I, L.L.C.
10% Owner
Period of report
Oct 9, 2017
Accepted (ET)
Oct 11, 2017 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Oct 9, 2017 | S | 1,098,400 | $21.47 | D | 6,528,618 | D | |
| Class A Common StockF3,F2 | Oct 9, 2017 | S | 1,600 | $21.988 | D | 6,527,018 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average price for 1,098,400 shares sold by the reporting person within the range of $20.910 to $21.800. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareowners.
- F2The securities reported herein are held by Sapphire Ventures Fund I, L.P.(the "Fund") and may be deemed to be beneficially owned by (i) Sapphire Ventures (GPE) I, L.L.C. (the "General Partner"), the general partner of the Fund and (ii) Nino Marakovic, the controlling managing member of the General Partner. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3Represents the weighted average price for 1,600 shares sold by the reporting person within the range of $21.810 to $22.010. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareowners.