SEC Form 5 · accession 0001012975-18-000195
MULESOFT, INC · MULE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Greenspring Secondaries GP II, LLC
10% Owner
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jul 7, 2017 | C | 1,057,827 | — | A | 1,057,827 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F1 | — | Jul 7, 2017 | C | 1,057,827 | D | — | — | Class A Common Stock | 1,057,827 | 0 | D |
Explanation of responses
- F1The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis.
- F2The securities are directly held by Greenspring Secondaries Fund II, L.P. Each other Reporting Person may be deemed to beneficially own the reported securities. The Reporting Persons, other than Greenspring Secondaries Fund II, L.P., disclaim beneficial ownership in the reported securities except to the extent of its pecuniary interest.