SEC Form 4 · accession 0001012975-17-000240
MULESOFT, INC · MULE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Greenspring Secondaries GP II, LLC
10% Owner
Period of report
Mar 22, 2017
Accepted (ET)
Mar 23, 2017 · 9:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 22, 2017 | J | 1,057,827 | — | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2,F3 | — | Mar 22, 2017 | J | 1,057,827 | A | — | — | Class A Common Stock | 1,057,827 | 1,057,827 | D |
Explanation of responses
- F1Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7.
- F2The securities are directly held by Greenspring Secondaries Fund II, L.P. Each other Reporting Person may be deemed to beneficially own the reported securities. The Reporting Persons, other than Greenspring Secondaries Fund II, L.P., disclaim beneficial ownership in the reported securities except to the extent of its pecuniary interest.
- F3Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.