SEC Form 5 · accession 0001017386-18-000175
Luvu Brands, Inc. · LUVU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald P Scott
Officer — CFO & Secretary · Director
Period of report
Jun 30, 2018
Accepted (ET)
Aug 3, 2018 · 3:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374567
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $0.06 | Oct 12, 2017 | H | 400,000 | D | Oct 12, 2016 | Oct 12, 2017 | Common Stock | 400,000 | 0 | D |
| Common Stock OptionF2 | $0.028 | Dec 11, 2017 | A | 125,000 | A | Dec 11, 2018 | Dec 11, 2022 | Common Stock | 125,000 | 825,000 | D |
Explanation of responses
- F1Common stock option expired.
- F2Stock options were granted pursuant to the 2015 Equity Incentive Plan, which is a 16b-3 plan. The options vest in four equal annual increments on the anniversary date, beginning 12/11/2018.