SEC Form 5 · accession 0001017386-16-000496
Luvu Brands, Inc. · LUVU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald P Scott
Officer — CFO & Secretary · Director
Period of report
Jun 30, 2016
Accepted (ET)
Aug 10, 2016 · 1:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374567
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 20, 2015 | P | 8,200 | $0.03 | A | 81,716 | D | |
| Common Stock | Aug 20, 2015 | P | 9,700 | $0.04 | A | 91,416 | D | |
| Common Stock | Sep 14, 2015 | P | 5,000 | $0.04 | A | 96,416 | D | |
| Common Stock | Nov 3, 2015 | P | 10,000 | $0.03 | A | 106,416 | D | |
| Common Stock | Nov 5, 2015 | P | 30,000 | $0.03 | A | 136,416 | D | |
| Common Stock | Jan 12, 2016 | P | 21,000 | $0.02 | A | 157,416 | D | |
| Common Stock | Apr 11, 2016 | P | 13,100 | $0.03 | A | 170,516 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $0.0125 | Dec 29, 2015 | A | 300,000 | A | Dec 29, 2016 | Dec 29, 2020 | Common Stock | 300,000 | 1,100,000 | D |
Explanation of responses
- F1Stock options were granted pursuant to the 2015 Equity Incentive Plan, which is a 166-3 plan. The options vest in four equal annual increments on the anniversary date, beginning 12/29/16.