SEC Form 5 · accession 0001017386-16-000494
Luvu Brands, Inc. · LUVU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie Vogelman
Officer — Treasurer
Period of report
Jun 30, 2016
Accepted (ET)
Aug 10, 2016 · 1:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374567
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $0.0125 | Dec 29, 2015 | A | 300,000 | A | Dec 29, 2016 | Dec 29, 2020 | Common Stock | 300,000 | 800,000 | D |
| Common Stock OptionF2 | $0.15 | Dec 14, 2015 | H | 100,000 | D | Dec 15, 2011 | Dec 15, 2015 | Common Stock | 100,000 | 500,000 | D |
Explanation of responses
- F1Stock options were granted pursuant to the 2015 Equity Incentive Plan, which is a 166-3 plan. The options vest in four equal annual increments on the anniversary date, beginning 12/29/16.
- F2Common Stock Option Expired