SEC Form 4 · accession 0001209191-18-010530
Altra Industrial Motion Corp. · AIMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald P Ferris
Officer — V.P. Global Sales
Period of report
Feb 13, 2018
Accepted (ET)
Feb 15, 2018 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value, $0.001F1 | Feb 13, 2018 | A | 3,628 | $45.80 | A | 17,254 | D | |
| Common Stock, par value, $0.001F2 | Feb 13, 2018 | F | 1,541 | $45.80 | D | 15,713 | D | |
| Common Stock, par value, $0.001F3 | Feb 15, 2018 | F | 1,048 | $46.05 | D | 14,665 | D | |
| Common Stock, par value, $0.001F4 | holding | — | — | — | 200 | I | By Children | |
| Common Stock, par value, $0.001F5 | holding | — | — | — | 2,796 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance shares earned after Compensation Committee determined that certain performance goals which measure the Company's total shareholder return ("TSR") against the TSR of a peer group of companies over the three year measurement period, from January 1, 2015 to December 31, 2017, had been met. The shares are issued as common stock par value $0.001 ("Common Stock") awarded to the Reporting Person under the Altra Industrial Motion Corp. 2014 Omnibus Incentive Plan. Dividends accrued on earned performance shares were included as additional shares of Common Stock in accordance with the terms of the award agreement.
- F2Shares forfeited in lieu of taxes upon award of Common Stock.
- F3Shares forfeited in lieu of taxes upon vesting of Restricted Stock
- F4These shares represent shares transferred to the Reporting Persons children from accounts under the Uniform Transfers to Minors Act.
- F5The Shares are held in a trust for which Mr. Ferris serves as the trustee.