SEC Form 4 · accession 0001415889-18-001643

FITLIFE BRANDS, INC. · FTLF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CHIEF EXECUTIVE OFFICER · Director · 10% Owner

Period of report

Nov 12, 2018

Accepted (ET)

Nov 14, 2018 · 8:25 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001374328

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 12, 2018	P	9,500	$0.455	A	1,128,601	I	By Sudbury Holdings, LLC
Common Stock	holding	—	—		—	710,715	D
Common Stock	holding	—	—		—	44,400	I	By SEP IRA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series A Preferred Stock^F3,F2	$0.46	Nov 13, 2018	P	525	A	Nov 13, 2018	—	Common stock	1,141,304	525	I
Warrant^F3	$0.46	Nov 12, 2018	P	342,391	A	Nov 13, 2018	Nov 13, 2033	Common Stock	342,391	342,391	I

F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2018.
F2Shares of the Issuer's Series A Preferred Stock do not expire.
F3The Reporting Person, through Sudbury Holdings, LLC, purchased 525 units ("Units") for $1,000 per Unit, with each Unit consisting of one share of the Issuer's Series A Preferred Stock, par value $0.01 per share, and a five-year warrant to purchase that number of shares of the Issuer's common stock equal to 30% of the shares of the Issuer's common stock issuable upon conversion of the Series A Preferred purchased by the Reporting Person.