SEC Form 4 · accession 0001179110-19-002230
Cboe Global Markets, Inc. · CBOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Sexton
Officer — EVP, GC and Corp Sec
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2019 | M | 920 | $94.16 | A | 15,833 | D | |
| Common Stock | Feb 19, 2019 | M | 707 | $94.16 | A | 16,540 | D | |
| Common Stock | Feb 19, 2019 | M | 707 | $94.16 | A | 17,247 | D | |
| Common Stock | Feb 19, 2019 | M | 553 | $94.16 | A | 17,800 | D | |
| Common Stock | Feb 19, 2019 | F | 285 | $94.16 | D | 17,515 | D | |
| Common Stock | Feb 19, 2019 | F | 206 | $94.16 | D | 17,309 | D | |
| Common Stock | Feb 19, 2019 | F | 208 | $94.16 | D | 17,101 | D | |
| Common Stock | Feb 19, 2019 | F | 192 | $94.16 | D | 16,909 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 19, 2019 | M | 920 | D | Feb 19, 2019 | — | Common Stock | 920 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 19, 2019 | M | 707 | D | Feb 19, 2019 | — | Common Stock | 707 | 707 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 19, 2019 | M | 707 | D | Feb 19, 2019 | — | Common Stock | 707 | 707 | D |
| Restricted Stock UnitsF1,F4 | — | Feb 19, 2019 | M | 553 | D | Feb 19, 2019 | — | Common Stock | 553 | 1,107 | D |
| Restricted Stock UnitsF1,F5 | — | Feb 19, 2019 | A | 3,026 | A | — | — | Common Stock | 3,026 | 3,026 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
- F2The restricted stock units vest in three equal annual installments, which began on February 19, 2017.
- F3The restricted stock units vest in three equal annual installments, which began on February 19, 2018.
- F4The restricted stock units vest in three equal annual installments, which began on February 19, 2019.
- F5The restricted stock units vest in three equal annual installments beginning on February 19, 2020.