SEC Form 4 · accession 0001179110-19-001918
Cboe Global Markets, Inc. · CBOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward T Tilly
Officer — Chairman, President and CEO · Director
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 12, 2019 | A | 41,928 | $0.00 | A | 143,926 | D | |
| Common Stock | Feb 12, 2019 | F | 16,977 | $94.00 | D | 126,949 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the vesting of the restricted stock unit awards - performance based ("PSUs") that were awarded to the Reporting Person on February 19, 2016. The issuance was based on the level of achievement by the Issuer of certain pre-established performance metrics for the performance period January 1, 2016 to December 31, 2018 as certified by the Compensation Committee on February 12, 2019.
- F2Reflects 2 additional shares withheld to satisfy tax withholding obligations that arose upon prior vesting. On February 16, 2018, the reporting person filed a Form 4 reporting that 10,696 shares were withheld to satisfy tax withholding obligations. Due to administrative error, this number was incorrectly reported. The correct number of shares withheld to satisfy tax withholding obligations was 10,698.
- F3Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of PSUs and the issuance of the underlying shares of the Issuer's common stock.