SEC Form 4 · accession 0001179110-18-003361
Cboe Global Markets, Inc. · CBOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian N Schell
Officer — Executive VP, CFO & Treasurer
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2018 | M | 2,073 | $112.01 | A | 56,460 | D | |
| Common Stock | Feb 28, 2018 | F | 919 | $112.01 | D | 55,541 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 28, 2018 | M | 2,073 | D | Feb 28, 2018 | — | Common Stock | 2,073 | 4,146 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
- F2The restricted stock units vest in three equal annual installments, which began on February 28, 2018.