SEC Form 4 · accession 0001179110-18-002529
Cboe Global Markets, Inc. · CBOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward T Tilly
Officer — Chairman and CEO · Director
Period of report
Feb 19, 2018
Accepted (ET)
Feb 21, 2018 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2018 | M | 5,380 | $111.45 | A | 91,393 | D | |
| Common Stock | Feb 19, 2018 | M | 6,742 | $111.45 | A | 98,135 | D | |
| Common Stock | Feb 19, 2018 | M | 6,219 | $111.45 | A | 104,354 | D | |
| Common Stock | Feb 19, 2018 | M | 10,365 | $111.45 | A | 114,719 | D | |
| Common Stock | Feb 19, 2018 | F | 2,384 | $111.45 | D | 112,335 | D | |
| Common Stock | Feb 19, 2018 | F | 2,987 | $111.45 | D | 109,348 | D | |
| Common Stock | Feb 19, 2018 | F | 2,756 | $111.45 | D | 106,592 | D | |
| Common Stock | Feb 19, 2018 | F | 4,592 | $111.45 | D | 102,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 19, 2018 | M | 5,380 | D | Feb 19, 2018 | — | Common Stock | 5,380 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 19, 2018 | M | 6,742 | D | Feb 19, 2018 | — | Common Stock | 6,742 | 6,743 | D |
| Restricted Stock UnitsF1,F4 | — | Feb 19, 2018 | M | 6,219 | D | Feb 19, 2018 | — | Common Stock | 6,219 | 12,438 | D |
| Restricted Stock UnitsF1,F4 | — | Feb 19, 2018 | M | 10,365 | D | Feb 19, 2018 | — | Common Stock | 10,365 | 20,730 | D |
| Restricted Stock UnitsF1,F5 | — | Feb 19, 2018 | A | 14,049 | A | — | — | Common Stock | 14,049 | 14,049 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
- F2The restricted stock units vest in three equal annual installments, which began on February 19, 2016.
- F3The restricted stock units vest in three equal annual installments, which began on February 19, 2017.
- F4The restricted stock units vest in three equal annual installments, which began on February 19, 2018.
- F5The restricted stock units vest in three equal annual installments beginning on February 19, 2019.