SEC Form 4 · accession 0001179110-18-002525
Cboe Global Markets, Inc. · CBOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joanne Moffic-Silver
Officer — Executive VP, GC, & Corp Sec
Period of report
Feb 19, 2018
Accepted (ET)
Feb 21, 2018 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2018 | M | 1,319 | $111.45 | A | 75,745 | D | |
| Common Stock | Feb 19, 2018 | M | 1,322 | $111.45 | A | 77,067 | D | |
| Common Stock | Feb 19, 2018 | M | 1,192 | $111.45 | A | 78,259 | D | |
| Common Stock | Feb 19, 2018 | M | 2,031 | $111.45 | A | 80,290 | D | |
| Common Stock | Feb 19, 2018 | F | 387 | $111.45 | D | 79,903 | D | |
| Common Stock | Feb 19, 2018 | F | 466 | $111.45 | D | 79,437 | D | |
| Common Stock | Feb 19, 2018 | F | 529 | $111.45 | D | 78,908 | D | |
| Common Stock | Feb 19, 2018 | F | 900 | $111.45 | D | 78,008 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 19, 2018 | M | 1,319 | D | Feb 19, 2018 | — | Common Stock | 1,319 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | Feb 19, 2018 | M | 1,322 | D | Feb 19, 2018 | — | Common Stock | 1,322 | 1,322 | D |
| Restricted Stock UnitsF2,F5 | — | Feb 19, 2018 | M | 1,192 | D | Feb 19, 2018 | — | Common Stock | 1,192 | 2,384 | D |
| Restricted Stock UnitsF2,F5 | — | Feb 19, 2018 | M | 2,031 | D | Feb 19, 2018 | — | Common Stock | 2,031 | 4,064 | D |
| Restricted Stock UnitsF2,F6 | — | Feb 19, 2018 | A | 408 | A | — | — | Common Stock | 408 | 408 | D |
Explanation of responses
- F1Reflects 1 additional share withheld to satisfy tax withholding obligations that arose upon prior vesting. On February 16, 2018, the reporting person filed a Form 4 reporting that 1,977 shares were withheld to satisfy tax withholding obligations. Due to administrative error, this number was incorrectly reported. The correct number of shares withheld to satisfy tax withholding obligations is 1,978.
- F2Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
- F3The restricted stock units vest in three equal annual installments, which began on February 19, 2016.
- F4The restricted stock units vest in three equal annual installments, which began on February 19, 2017.
- F5The restricted stock units vest in three equal annual installments, which began on February 19, 2018.
- F6The restricted stock units vest in three equal annual installments beginning on February 19, 2019.