SEC Form 4 · accession 0001179110-18-002503
Cboe Global Markets, Inc. · CBOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Reynolds
Officer — Chief Accounting Officer
Period of report
Feb 19, 2018
Accepted (ET)
Feb 21, 2018 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2018 | M | 904 | $111.45 | A | 3,952 | D | |
| Common Stock | Feb 19, 2018 | M | 965 | $111.45 | A | 4,917 | D | |
| Common Stock | Feb 19, 2018 | M | 741 | $111.45 | A | 5,658 | D | |
| Common Stock | Feb 19, 2018 | M | 741 | $111.45 | A | 6,399 | D | |
| Common Stock | Feb 19, 2018 | F | 309 | $111.45 | D | 6,090 | D | |
| Common Stock | Feb 19, 2018 | F | 278 | $111.45 | D | 5,812 | D | |
| Common Stock | Feb 19, 2018 | F | 218 | $111.45 | D | 5,594 | D | |
| Common Stock | Feb 19, 2018 | F | 218 | $111.45 | D | 5,376 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 19, 2018 | M | 904 | D | Feb 19, 2018 | — | Common Stock | 904 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 19, 2018 | M | 965 | D | Feb 19, 2018 | — | Common Stock | 965 | 965 | D |
| Restricted Stock UnitsF1,F4 | — | Feb 19, 2018 | M | 741 | D | Feb 19, 2018 | — | Common Stock | 741 | 1,483 | D |
| Restricted Stock UnitsF1,F4 | — | Feb 19, 2018 | M | 741 | D | Feb 19, 2018 | — | Common Stock | 741 | 1,483 | D |
| Restricted Stock UnitsF1,F5 | — | Feb 19, 2018 | A | 1,523 | A | — | — | Common Stock | 1,523 | 1,523 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
- F2The restricted stock units vest in three equal annual installments, which began on February 19, 2016.
- F3The restricted stock units vest in three equal annual installments, which began on February 19, 2017.
- F4The restricted stock units vest in three equal annual installments, which began on February 19, 2018.
- F5The restricted stock units vest in three equal annual installments beginning on February 19, 2019.