SEC Form 4 · accession 0001179110-17-002984
Cboe Global Markets, Inc. · CBOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Reynolds
Officer — Chief Accounting Officer
Period of report
Feb 19, 2017
Accepted (ET)
Feb 22, 2017 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2017 | M | 979 | $80.94 | A | 6,118 | D | |
| Common Stock | Feb 19, 2017 | M | 904 | $80.94 | A | 7,022 | D | |
| Common Stock | Feb 19, 2017 | M | 964 | $80.94 | A | 7,986 | D | |
| Common Stock | Feb 19, 2017 | F | 357 | $80.94 | D | 7,629 | D | |
| Common Stock | Feb 19, 2017 | F | 282 | $80.94 | D | 7,347 | D | |
| Common Stock | Feb 19, 2017 | F | 299 | $80.94 | D | 7,048 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 19, 2017 | M | 979 | D | Feb 19, 2017 | — | Common Stock | 979 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 19, 2017 | M | 904 | D | Feb 19, 2017 | — | Common Stock | 904 | 904 | D |
| Restricted Stock UnitsF1,F4 | — | Feb 19, 2017 | M | 964 | D | Feb 19, 2017 | — | Common Stock | 964 | 1,930 | D |
| Restricted Stock UnitsF1,F5 | — | Feb 19, 2017 | A | 2,224 | A | — | — | Common Stock | 2,224 | 2,224 | D |
| Restricted Stock UnitsF1,F5 | — | Feb 19, 2017 | A | 2,224 | A | — | — | Common Stock | 2,224 | 2,224 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.
- F2The restricted stock units vest in three equal annual installments, which began on February 19, 2015.
- F3The restricted stock units vest in three equal annual installments, which began on February 19, 2016.
- F4The restricted stock units vest in three equal annual installments, which began on February 19, 2017.
- F5The restricted stock units vest in three equal annual installments beginning on February 19, 2018.