SEC Form 4 · accession 0001179110-17-002982
Cboe Global Markets, Inc. · CBOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald T O'Connell
Officer — Executive VP and CIO
Period of report
Feb 19, 2017
Accepted (ET)
Feb 22, 2017 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2017 | M | 2,048 | $80.94 | A | 64,967 | D | |
| Common Stock | Feb 19, 2017 | M | 1,829 | $80.94 | A | 66,796 | D | |
| Common Stock | Feb 19, 2017 | M | 1,834 | $80.94 | A | 68,630 | D | |
| Common Stock | Feb 19, 2017 | F | 637 | $80.94 | D | 67,993 | D | |
| Common Stock | Feb 19, 2017 | F | 569 | $80.94 | D | 67,424 | D | |
| Common Stock | Feb 19, 2017 | F | 761 | $80.94 | D | 66,663 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 19, 2017 | M | 2,048 | D | Feb 19, 2017 | — | Common Stock | 2,048 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 19, 2017 | M | 1,829 | D | Feb 19, 2017 | — | Common Stock | 1,829 | 1,830 | D |
| Restricted Stock UnitsF1,F4 | — | Feb 19, 2017 | M | 1,834 | D | Feb 19, 2017 | — | Common Stock | 1,834 | 3,668 | D |
| Restricted Stock UnitsF1,F5 | — | Feb 19, 2017 | A | 4,229 | A | — | — | Common Stock | 4,229 | 4,229 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.
- F2The restricted stock units vest in three equal annual installments, which began on February 19, 2015.
- F3The restricted stock units vest in three equal annual installments, which began on February 19, 2016.
- F4The restricted stock units vest in three equal annual installments, which began on February 19, 2017.
- F5The restricted stock units vest in three equal annual installments beginning on February 19, 2018.