SEC Form 4 · accession 0001179110-17-002713
Cboe Global Markets, Inc. · CBOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald T O'Connell
Officer — Executive VP and CIO
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2017 | A | 8,371 | $0.00 | A | 65,560 | D | |
| Common Stock | Feb 16, 2017 | F | 2,641 | $80.16 | D | 62,919 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's common stock issued to the Reporting Person pursuant to the vesting of the restricted stock unit awards - performance based ("PSUs") that were awarded to the Reporting Person on February 19, 2014. The issuance was based on the level of achievement by the Issuer of certain pre-established performance metrics for the performance period January 1, 2014 to December 31, 2016 as certified by the Compensation Committee on February 15, 2017.
- F2Represents shares of the Issuer's common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of PSUs and the issuance of the underlying shares of the Issuer's common stock.