SEC Form 4 · accession 0001179110-16-019922
Cboe Global Markets, Inc. · CBOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald T O'Connell
Officer — Executive VP and CIO
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2016 | M | 2,048 | $62.74 | A | 71,475 | D | |
| Common Stock | Feb 19, 2016 | M | 1,829 | $62.74 | A | 73,304 | D | |
| Common Stock | Feb 19, 2016 | F | 637 | $62.74 | D | 72,667 | D | |
| Common Stock | Feb 19, 2016 | F | 569 | $62.74 | D | 72,098 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 19, 2016 | M | 2,048 | D | Feb 19, 2016 | — | Common Stock | 2,048 | 2,048 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 19, 2016 | M | 1,829 | D | Feb 19, 2016 | — | Common Stock | 1,829 | 3,659 | D |
| Restricted Stock UnitsF1,F4 | — | Feb 19, 2016 | A | 5,502 | A | — | — | Common Stock | 5,502 | 5,502 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock.
- F2The restricted stock units vest in three equal annual installments, which began on February 19, 2015.
- F3The restricted stock units vest in three equal annual installments, which began on February 19, 2016.
- F4The restricted stock units vest in three equal annual installments beginning on February 19, 2017.