SEC Form 4 · accession 0001179110-15-003083
Cboe Global Markets, Inc. · CBOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan J Dean
Officer — Executive VP, CFO & Treasurer
Period of report
Feb 19, 2015
Accepted (ET)
Feb 20, 2015 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Unrestricted Common Stock | Feb 19, 2015 | M | 2,336 | $61.96 | A | 68,634 | D | |
| Unrestricted Common Stock | Feb 19, 2015 | F | 727 | $61.96 | D | 67,907 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 19, 2015 | M | 2,336 | D | Feb 19, 2015 | — | Unrestricted Common Stock | 2,336 | 4,674 | D |
| Restricted Stock UnitsF1,F2 | — | Feb 19, 2015 | A | 6,263 | A | — | — | Unrestricted Common Stock | 6,263 | 6,263 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. unrestricted common stock.
- F2The restricted stock units vest in three equal annual installments beginning on February 19, 2016.