SEC Form 4 · accession 0001104659-17-013638
Cboe Global Markets, Inc. · CBOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Richter
Director
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 8:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2017 | A | 20,727 | — | A | 20,727 | D | |
| Common StockF2 | Feb 28, 2017 | A | 270 | $0.00 | A | 20,997 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Received upon conversion of 64,752 shares of Bats Global Markets, Inc. ("Bats") common stock pursuant to the Agreement and Plan of Merger, dated as of September 25, 2016, by and among CBOE Holdings, Inc. ("CBOE Holdings"), CBOE Corporation, CBOE V, LLC and Bats. On the effective date of the merger, the closing price of CBOE Holdings' common stock was $78.05 per share, and the closing price of Bats' common stock was $35.13.
- F2Represents a restricted stock award granted under the Company's Second Amended and Restated Long-Term Incentive Plan.