SEC Form 4 · accession 0001012975-17-000884
Cboe Global Markets, Inc. · CBOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Mitchell
Director
Period of report
Nov 28, 2017
Accepted (ET)
Nov 30, 2017 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 28, 2017 | J | 239,300 | — | D | 0 | I | See Footnotes |
| Common StockF3 | Nov 28, 2017 | J | 7,353 | — | A | 8,808 | D | |
| Common StockF4,F5 | Nov 29, 2017 | S | 670 | $120.8878 | D | 0 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Prior to the reported transaction, Spectrum Equity Investors VI, L.P. ("SEI VI") was the holder of record of 239,300 shares. On November 28, 2017, SEI VI distributed 239,300 shares of the Issuer's Common Stock on a pro rata basis to its partners for no consideration. Following the distribution, SEI VI was no longer a holder of record of the Issuer's shares.
- F2The general partner of SEI VI is Spectrum Equity Associates VI, L.P., the general partner of which is SEA VI Management, LLC ("SEA VI LLC"). As a member and manager of SEA VI LLC, the Reporting Person may be deemed to share the voting and dispositive power over securities beneficially owned by SEA VI LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F3The Reporting Person acquired shares of the Issuer's Common Stock in connection with the above referenced distribution by SEI VI on a pro rata basis to its partners for no consideration. The distribution resulted in a change in form of beneficial ownership of shares previously reported.
- F4Prior to the reported transaction, Spectrum VI Co-Investment Fund, L.P. ("Co-Investment Fund") was the holder of record of 91 shares and Spectrum VI Investment Managers' Fund, L.P. ("IMF") was the holder of record of 579 shares.
- F5The general partner of Co-Investment Fund and IMF is SEA VI LLC. As a member and manager of SEA VI LLC, the Reporting Person may be deemed to share the voting and dispositive power over securities beneficially owned by SEA VI LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.