SEC Form 4 · accession 0001012975-17-000490
Cboe Global Markets, Inc. · CBOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Mitchell
Director
Period of report
Jun 8, 2017
Accepted (ET)
Jun 12, 2017 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jun 8, 2017 | S | 155,411 | $89.0925 | D | 509,559 | I | See Footnotes |
| Common StockF4,F3,F5 | Jun 9, 2017 | S | 69,589 | $89.3505 | D | 439,970 | I | See Footnotes |
| Common StockF6 | holding | — | — | — | 1,455 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $89.00 to $89.68 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, full information regarding the number of shares sold at each separate price.
- F2Spectrum Equity Investors VI, L.P. ("SEI VI") is the holder of record of 508,133 shares, Spectrum VI Co-Investment Fund, L.P. ("Co-Investment Fund") is the holder of record of 197 shares and Spectrum VI Investment Managers' Fund, L.P. ("IMF") is the holder of record of 1,229 shares following the reported transaction.
- F3The general partner of SEI VI is Spectrum Equity Associates VI, L.P., the general partner of which is SEA VI Management, LLC ("SEA VI LLC"). The general partner of IMF and Co-Investment Fund is SEA VI LLC. As a member and manager of SEA VI LLC, the Reporting Person may be deemed to share the voting and dispositive power over securities beneficially owned by SEA VI LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F4The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $89.00 to $89.63 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, full information regarding the number of shares sold at each separate price.
- F5SEI VI is the holder of record of 438,740 shares, Co-Investment Fund is the holder of record of 169 shares and IMF is the holder of record of 1,061 shares following the reported transaction.
- F6The Reporting Person directly beneficially owns 1,455 shares.