SEC Form 4 · accession 0001012975-17-000197
Cboe Global Markets, Inc. · CBOE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Mitchell
Director
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F4 | Mar 3, 2017 | S | 250,000 | $78.3206 | D | 884,970 | I | See Footnotes |
| Common StockF5,F3,F4 | Mar 3, 2017 | S | 1,000 | $78.5638 | D | 883,970 | I | See Footnotes |
| Common StockF6,F4,F7 | Mar 6, 2017 | S | 171,184 | $78.1998 | D | 712,786 | I | See Footnotes |
| Common StockF8,F4,F9 | Mar 7, 2017 | S | 47,816 | $78.1597 | D | 664,970 | I | See Footnotes |
| Common StockF10 | holding | — | — | — | 270 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $77.71 to $78.62 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, full information regarding the number of shares sold at each separate price.
- F10The Reporting Person inadvertently reported direct beneficial ownership of 1,135,240 shares in the Form 4 filed March 3, 2017. The Reporting Person directly beneficially owns 270 shares.
- F2Spectrum Equity Investors VI, L.P. ("SEI VI") is the holder of record of 882,493 shares, Spectrum VI Co-Investment Fund, L.P. ("Co-Investment Fund") is the holder of record of 344 shares and Spectrum VI Investment Managers' Fund, L.P. ("IMF") is the holder of record of 2,133 shares following the reported transaction.
- F3SEI VI is the holder of record of 881,497 shares, Co-Investment Fund is the holder of record of 343 shares and IMF is the holder of record of 2,130 shares following the reported transaction.
- F4The general partner of SEI VI is Spectrum Equity Associates VI, L.P., the general partner of which is SEA VI Management, LLC ("SEA VI LLC"). The general partner of IMF and Co-Investment Fund is SEA VI LLC. The Reporting Person may be deemed to share the voting and dispositive power over securities beneficially owned by SEA VI LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- F5The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $78.50 to $78.62 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, full information regarding the number of shares sold at each separate price.
- F6The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $78.00 to $78.53 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, full information regarding the number of shares sold at each separate price.
- F7SEI VI is the holder of record of 710,792 shares, Co-Investment Fund is the holder of record of 276 shares and IMF is the holder of record of 1,718 shares following the reported transaction.
- F8The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $77.83 to $78.38 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, full information regarding the number of shares sold at each separate price.
- F9SEI VI is the holder of record of 663,110 shares, Co-Investment Fund is the holder of record of 257 shares and IMF is the holder of record of 1,603 shares following the reported transaction.