SEC Form 4 · accession 0001373988-15-000159
Essex Rental Corp. · ESSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurence S Levy
Director · 10% Owner
Period of report
Aug 27, 2015
Accepted (ET)
Sep 1, 2015 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373988
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.0001 per shareF1 | Aug 27, 2015 | G | 75,000 | $0.00 | D | 1,935,729 | D | |
| Common Stock, par value $.0001 per shareF2 | Aug 28, 2015 | A | 73,060 | $0.00 | A | 2,008,789 | D | |
| Common Stock, par value $.0001 per share | holding | — | — | — | 449,634 | I | By NMJ Trust, a trust established for Mr. Levy's children | |
| Common Stock, par value $.0001 per share | holding | — | — | — | 300 | I | By children | |
| Common Stock, par value $.0001 per share | holding | — | — | — | 100 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction involved a bona fide gift for no consideration to an unaffiliated charitable organization.
- F2Shares issued as compensation for Director's participation in the Strategic Planning and Finance Committee of the Board of Directors for the period January 1, 2015 through June 9, 2015, the date the committee was disbanded.