SEC Form 4 · accession 0001373988-15-000108
Essex Rental Corp. · ESSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kory Michael Glen
Officer — Chief Financial Officer
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373988
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.0001 per shareF1 | Jun 1, 2015 | A | 18,909 | $0.00 | A | 74,789 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.0001 per shareF2 | $1.18 | Jun 1, 2015 | A | 85,818 | A | — | Jun 1, 2025 | Common Stock, par value $.0001 per share | 85,818 | 85,818 | D |
Explanation of responses
- F1The Reporting Person's restricted shares were granted pursuant to the 2011 Long-Term Incentive Plan and will vest as follows: one-third (1/3) of such restricted shares will vest on each of June 1, 2016, June 1, 2017, and June 1, 2018, provided that the Reporting Person is employed by or performing services for Essex Rental Corp. and/or one of its subsidiaries at the time of the applicable vesting date.
- F2The Reporting Person's options were granted pursuant to the 2011 Long-Term Incentive Plan and will vest and become exercisable as follows: one-third (1/3) of such options will vest and become exercisable on each of June 1, 2016, June 1,2017 and June 1, 2018, provided that the Reporting Person is employed by or performing services for Essex Rental Corp. and/or one of its subsidiaries at the time of the applicable vesting date.