SEC Form 4 · accession 0001127602-17-007845
Spectra Energy Corp. · SE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen C Capps
Officer — Vice President and Controller
Period of report
Feb 18, 2017
Accepted (ET)
Feb 22, 2017 · 8:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373835
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LTIP Phantom Stock Grant Feb 2014F1,F2 | — | Feb 18, 2017 | M | 2,500 | D | Feb 18, 2017 | Feb 18, 2017 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1Each share of phantom stock represents the right to receive the cash value of one share of Spectra Energy Corp Common Stock.
- F2Grant cliff vests 3 years from date of Grant.