SEC Form 4 · accession 0001127602-17-001824
Spectra Energy Corp. · SE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Mark Fiedorek
Officer — President SET West
Period of report
Jan 16, 2017
Accepted (ET)
Jan 18, 2017 · 12:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 16, 2017 | M | 15,087 | $0.00 | A | 109,785 | D | |
| Common StockF1 | Jan 16, 2017 | F | 4,271 | $42.20 | D | 105,514 | D | |
| Common Stock | holding | — | — | — | 4,000 | I | By Son | |
| Common Stock | holding | — | — | — | 39,175 | I | Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Shares Feb 2014F2,F3 | — | Jan 16, 2017 | M | 15,087 | D | Feb 18, 2017 | — | Common Stock | 15,087 | 0 | D |
Explanation of responses
- F1Includes 24,009 held by Trustee in the Retirement Savings Plan.
- F2The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock.
- F3Expiration date not applicable.