SEC Form 4 · accession 0001127602-16-070441

Spectra Energy Corp. · SE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President and Treasurer

Period of report

Dec 16, 2016

Accepted (ET)

Dec 19, 2016 · 4:31 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001373835

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 16, 2016	M	10,100	$25.64	A	14,897	D
Common Stock	Dec 16, 2016	D	10,100	$41.79	D	4,797	D
Common Stock	holding	—	—		—	4,956	I	Retirement Savings Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F1	$25.64	Dec 16, 2016	M	10,100	D	—	Feb 27, 2017	Common Stock	10,100	0	D