SEC Form 4 · accession 0001127602-16-063667
Spectra Energy Corp. · SE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Mark Fiedorek
Officer — President SET West
Period of report
Sep 30, 2016
Accepted (ET)
Oct 3, 2016 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2016 | M | 3,400 | $26.33 | A | 98,098 | D | |
| Common StockF1 | Sep 30, 2016 | M | 18,900 | $25.64 | A | 116,998 | D | |
| Common StockF1 | Sep 30, 2016 | D | 22,300 | $42.75 | D | 94,698 | D | |
| Common Stock | holding | — | — | — | 4,000 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $26.33 | Sep 30, 2016 | M | 3,400 | D | Jul 2, 2007 | Jul 2, 2017 | Common Stock | 3,400 | 0 | D |
| Employee Stock Option (Right to Buy) | $25.64 | Sep 30, 2016 | M | 18,900 | D | Feb 27, 2007 | Feb 27, 2017 | Common Stock | 18,900 | 0 | D |
Explanation of responses
- F1Includes 24,009 held by Trustee in the Retirement Savings Plan.