SEC Form 4 · accession 0001127602-16-063560
Spectra Energy Corp. · SE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William T. Yardley
Officer — Pres, US Transmission&Storage
Period of report
Sep 28, 2016
Accepted (ET)
Sep 30, 2016 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 28, 2016 | M | 25,800 | $25.64 | A | 84,097 | D | |
| Common Stock | Sep 28, 2016 | D | 25,800 | $42.76 | D | 58,297 | D | |
| Common Stock | holding | — | — | — | 12,400 | I | Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $25.64 | Sep 28, 2016 | M | 25,800 | D | Feb 27, 2007 | Feb 27, 2017 | Common Stock | 25,800 | 0 | D |